Performance

Performance

Exchange Traded Funds
As at 2017-08-31

Fund Name Symbol 1 Mo. 3 Mo. 6 Mo. 1 Yr. 2 Yr. 3 Yr. 4 Yr. 5 Yr. Inception
Brand Leaders Plus Income ETF

HBF

HBF.U

(0.15)

(0.21)

1.05

1.40

3.32

3.74

13.35

13.92

12.19

13.32

5.92

6.78

-

-

-

-

5.70

6.47

Energy Leaders Plus Income ETF HPF

HPF.U

(4.01)

(4.04)

(2.84)

(1.40)

(8.53)

(7.23)

(2.44)

(1.20)
(1.37)

0.95
-

-
-

-
-

-
(10.37)

(8.86)
Healthcare Leaders Income ETF HHL

0.86

3.93

7.36

7.68 5.92 - - - 4.80
Tech Achievers Growth & Income ETF HTA 2.35 4.68 12.91 23.19 17.22 - - - 9.03
US Equity Plus Income ETF HUL 1.49 4.01 4.26 18.38 7.58 - - - 1.54
  HUL.U 1.51 4.26 4.51 18.55 8.49 - - - 2.49

Closed End Funds
As at 2017-08-31

Fund Name Symbol 1 Mo. 3 Mo. 6 Mo. 1 Yr. 2 Yr. 3 Yr. 4 Yr. 5 Yr. Inception
Australian REIT Income Fund

HRR.UN

Class F

2.23

2.28

(4.81)

(4.71)

(0.44)

(0.23)

(8.33)

(8.08)

10.85

11.11

9.59

11.10

12.66

14.60

-

-

5.80

7.49

Brand Leaders Income Fund HBL.UN (0.52) (1.47) 0.64 8.59 8.30 2.55 6.73 6.54 6.75
Energy Leaders Income Fund HEN.UN (2.90) (3.74) (8.88) (2.67) (1.93) (13.33) (6.03) (4.08) (2.58)
Global Telecom & Utilities Income Fund HGI.UN

0.23

(6.64)

2.23

1.93 (0.42) 3.68 8.69 9.83 5.05

Harvest Mutual Funds
As at 2017-08-31

Fund Name 1 Mo. 3 Mo. 6 Mo. 1 Yr. 2 Yr. 3 Yr. 4 Yr. 5 Yr. 7 Yr. Inception
Harvest Banks & Buildings Income Fund  Series A (0.88) (0.73) (3.92) 8.65 7.97 5.66 8.72 8.77 - 10.07
Harvest Banks & Buildings Income Fund  Series D (0.78) (0.45) (3.37) 9.89 9.26 7.00 - - - 7.38
Harvest Banks & Buildings Income Fund  Series F (0.76) (0.38) (3.24) 10.19 9.65 7.40 10.53 10.49 - 11.78
Harvest Banks & Buildings Income Fund  Series R (0.79) (0.49) (3.46) 9.70 8.99 6.54 9.62 9.55 8.35 9.99
Harvest Canadian Income & Growth Fund  Series A (0.64) (4.41) (3.62) 6.65 5.64 0.70 4.94 5.58 - 6.26
Harvest Canadian Income & Growth Fund  Series D (0.55) (4.14) (3.07) 7.87 6.88 1.80 - - - 2.76
Harvest Canadian Income & Growth Fund  Series F (0.51) (4.06) (2.92) 8.19 7.22 2.19 6.47 7.07 - 7.77
Harvest Canadian Income & Growth Fund  Series R (0.62) (4.34) (3.49) 6.96 5.89 0.78 4.98 5.58 8.22 8.94

Disclaimer

Brand Leaders Plus Income ETF 

The Fund originally commenced operations as a TSX listed closed-end fund on July 24, 2014 and converted into an exchange-traded fund on October 24, 2016. Commissions, management fees and expenses all may be associated with investing in HARVEST Exchange Traded Funds. Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The funds are not guaranteed, their values change frequently and past performance may not be repeated. Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Class A or Class U units of the Fund. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax, investment and all other decisions should be made with guidance from a qualified professional.

Energy Leaders Plus Income ETF 

The Fund originally commenced operations as a TSX listed closed-end fund on October 21, 2014 and converted into an exchange-traded fund on October 24, 2016. Commissions, management fees and expenses all may be associated with investing in HARVEST Exchange Traded Funds. Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The funds are not guaranteed, their values change frequently and past performance may not be repeated. Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Class A or Class U units of the Fund.  If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax, investment and all other decisions should be made with guidance from a qualified professional. 

Global REIT Leaders Income ETF

Commissions, management fees and expenses all may be associated with investing in HARVEST Exchange Traded Funds. Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. Rates of return cannot be reported until the Fund has been in existence for at least one year. The Fund is not guaranteed, its values changes frequently and past performance may not be repeated.  Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Fund. If the Fund earns less than the amount distributed, the difference is a return of capital. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax investment and all other decisions should be made with guidance from a qualified professional.

Healthcare Leaders Income ETF 

The Fund originally commenced operations as a TSX listed closed-end fund on December 18, 2014 and converted into an exchange-traded fund on October 24, 2016. Commissions, management fees and expenses all may be associated with investing in HARVEST Exchange Traded Funds. Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The funds are not guaranteed, their values change frequently and past performance may not be repeated. Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Class A or Class U units of the Fund. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax, investment and all other decisions should be made with guidance from a qualified professional.

Tech Achievers Growth & Income ETF

The Fund originally commenced operations as a TSX listed closed-end fund on May 26, 2015 and converted into an exchange-traded fund on June 22, 2017. Commissions, management fees and expenses all may be associated with investing in HARVEST Exchange Traded Funds. Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The funds are not guaranteed, their values change frequently and past performance may not be repeated. Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Class A or Class U units of the Fund. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax, investment and all other decisions should be made with guidance from a qualified professional.

US Equity Plus Income ETF

The Fund originally commenced operations as a TSX listed closed-end fund on March 25, 2015 and converted into an exchange-traded fund on October 24, 2016. On June 22, 2017, US Buyback Leaders ETF changed its name to US Equity Plus Income ETF. Commissions, management fees and expenses all may be associated with investing in HARVEST Exchange Traded Funds. Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The funds are not guaranteed, their values change frequently and past performance may not be repeated. Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Class A or Class U units of the Fund. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax, investment and all other decisions should be made with guidance from a qualified professional.

Global Telecom & Utilities Income Fund,  Brand Leaders Income Fund, Energy Leaders Income Fund 

You will usually pay brokerage fees to your dealer if you purchase or sell units of the Fund on the TSX. If the units are purchased or sold on the TSX, investors may pay more than the current net asset value when buying units of the Fund and may receive less than the current net asset value when selling them. There are ongoing fees and expenses associated with owning units of an investment fund. An investment fund must prepare disclosure documents that contain key information about the fund. You can find more detailed information about the fund in these documents. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. Investment funds are not guaranteed, their values change frequently and past performance may not be repeated. 100% of distributions are received in cash. If the Fund earns less than the amounts distributed, the difference is a return of capital. The current yield is calculated based on the market price of the Fund.

Australian REIT Income Fund

You will usually pay brokerage fees to your dealer if you purchase or sell units of the Fund on the TSX. If the units are purchased or sold on the TSX, investors may pay more than the current net asset value when buying units of the Fund and may receive less than the current net asset value when selling them. There are ongoing fees and expenses associated with owning units of an investment fund. An investment fund must prepare disclosure documents that contain key information about the fund. You can find more detailed information about the fund in these documents. Investment funds are not guaranteed, their values change frequently and past performance may not be repeated. Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Class A or Class F units of the Fund. If the Fund earns less than the amounts distributed, the difference is a return of capital. The current yield is calculated based on the market price of the Fund.

Harvest Banks & Buildings Income Fund

Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. *The Fund was originally launched as a TSX-listed closed-end fund on October 23, 2009, and converted into an open-end mutual fund on October 18, 2011. In connection with the conversion of the Fund into an open-end mutual fund, the Fund ceased using leverage in order to achieve its investment objectives. If these changes had been in effect when the Fund was created, the performance would have been lower. Indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account sales, redemption, distribution or optional charges, or income tax payable by any securityholder that would have reduced returns. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated. 100% of distributions are reinvested in the Fund unless you ask to receive your distributions in cash. If the Fund earns less than the amount distributed, the difference is a return of capital. The current yield is calculated based on the net asset value of the Fund.

Harvest Canadian Income & Growth Fund

Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. *The Fund was originally launched as a TSX-listed closed-end fund on June 29, 2010, and converted into an open-end mutual fund on June 18, 2012. In connection with the conversion of the Fund into an open-end mutual fund, the trailing commission charged on the Class R units increased by 0.60% (increasing the aggregate annual management fee to 2.25%), and the Fund ceased using leverage in order to achieve its investment objectives. If these changes had been in effect when the Fund was created, the performance would have been lower. Indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account sales, redemption, distribution or optional charges, or income tax payable by any securityholder that would have reduced returns. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated. 100% of distributions are reinvested in the Fund unless you ask to receive your distributions in cash. If the Fund earns less than the amount distributed, the difference is a return of capital. The current yield is calculated based on the net asset value of the Fund.