Harvest Global Resource Leaders ETF

Historical Distributions

2019

Record DateDistributions
2019-09-300.200
2019-06-280.200
2019-03-290.200

2018

Record DateDistributions
2018-12-310.200
2018-09-280.200
2018-06-290.200
2018-03-290.122

October 31, 2019

Security %
Cash and other assets and liabilities 6.6
Iluka Resources Limited 4.0
Sika AG 3.9
CRH PLC 3.8
BASF SE 3.8
Novozymes AS 3.7
UPM-Kymmene Oyj 3.7
HeidelbergCement AG 3.7
Croda International PLC 3.7
ArcelorMittal 3.7
Antofagasta PLC 3.6
Mondi PLC 3.5
Glencore PLC 3.5
Celanese Corporation 3.5
Linde PLC 3.5
Anglo American PLC 3.5
Rio Tinto PLC 3.5
Boliden AB 3.5
Sociedad Quimica y Minera de Chile S.A. 3.4
W. R. Grace & Co. 3.3
BHP Group PLC 3.3
Eastman Chemical Company 3.2
VanEck Vectors Rare Earth/Strategic Metals ETF 3.2
Teck Resources Limited 3.1
Shin-Etsu Chemical Co., Ltd. 3.0
South32 Limited 3.0
Air Products and Chemicals, Inc. 3.0
Uranium Participation Corporation 2.9
Conic Metals Corp. 0.5
Market value of equity options (0.3)
Foreign currency forwards (0.5)

  

Date Symbol NAV $ NAV $ Change MKT $ MKT $ Change Distribution Total $

(Since Inception)

2019-11-20HRES13.84-0.0513.79-0.291.322

Fund Quick Facts

October 31, 2019


TSX Code HRES
Cusip 41754Q104
Net AUM $3.4 million
Currency Hedged to CAD
Management Fee 0.75%
Total Holdings 31
Income Distribution Quarterly
Distribution $0.20
Distribution Method Cash
Eligible RRSP/RRIF/RESP/TFSA
Risk Rating High

Portfolio Analysis*


Average Market Capitalization (CAD) $37B
Number of Equity Securities 28
Average Dividend Yield 2.77%
Current Yield 5.89%

Investor Documents

Why Invest  Eng | Fr


Products Booklet  Eng | Fr


Quarterly Summary  Eng


Prospectus  Eng | Fr


ETF Facts  Eng Fr

Fund Overview

The Fund invests in an equally weighted portfolio of Equity Securities of not less than 20 Global Resource Leaders and not more than 30 Global Resource Leaders, chosen from the Global Resource Leaders Investable Universe that, immediately following each quarterly reconstitution, have a market capitalization that is at least US$2 billion as determined at the time of investment.

The Manager selects the Equity Securities for the portfolio and at a minimum will review and reconstitute the portfolio quarterly (within 30 days following the last business day of January, April, July and October). If, in the opinion of the Manager, there are not 20 Global Resource Leaders that meet the investment criteria of the Harvest ETF, the Manager may invest in fewer than 20 Global Resource Leaders.

Each month, covered call options will be written by the Manager on not more than 33% of the Equity Securities of Harvest Global Resource Leaders ETF.

The Fund distribution target is $0.20 per unit quarterly ($0.80 per annum).

Investor Suitability
Investors seeking a regular income through investment in the worlds leading resource companies.

Investors seeking to hold their investment for medium to long term.
Portfolio Management
Paul MacDonald

Harvest Portfolios Group Inc.

PAUL MACDONALD, CFA
Chief Investment Officer

Portfolio Manager JAMES LEARMONTH, CFA
Senior Portfolio Manager
MIKE DRAGOSITS, CFA
Portfolio Manager

Top Ten Portfolio Holdings


Security %
Cash and other assets and liabilities 6.6
Iluka Resources Limited 4.0
Sika AG 3.9
CRH PLC 3.8
BASF SE 3.8
Novozymes AS 3.7
UMP-Kymmene Oyj 3.7
HeidelbergCement AG 3.7
Croda International PLC 3.7
ArcelorMittal 3.7

Cumulative Growth $10,000 Invested

(NAV pricing)


Disclaimer

Harvest Global Resource Leaders ETF

Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.).  Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any security holder that would have reduced returns. The Fund is not guaranteed, its values changes frequently and past performance may not be repeated. Distributions are paid to you in cash. If the Fund earns less than the amount distributed, the difference is a return of capital. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax investment and all other decisions should be made with guidance from a qualified professional.

*Source: Bloomberg. Average statistics calculated based on portfolio weighted average. Dividend yield based on Bloomberg indicated 12 month yield of portfolios positions and does not represent the distribution yield paid to investors. P/E calculated based on Bloomberg consensus 12 month forward earnings estimates. Return on Equity (ROE) based on 5 year trailing average ROE. The above information is for illustrative purposes only, is estimated and unaudited on the indicative initial portfolio.