Harvest Global Resource Leaders ETF

Historical Distributions

2020

Record DateDistributions
2020-03-310.200

2019

Record DateDistributions
2019-12-310.200
2019-09-300.200
2019-06-280.200
2019-03-290.200

2018

Record DateDistributions
2018-12-310.200
2018-09-280.200
2018-06-290.200
2018-03-290.122

March 31, 2020

Security %
Uranium Participation Corporation 4.8
Antofagasta PLC 4.7
Rio Tinto PLC 4.7
Sika AG 4.6
Linde PLC 4.6
Shin-Etsu Chemical Co., Ltd. 4.6
UPM-Kymmene Oyj 4.4
Croda International PLC 4.4
Boliden AB 4.3
Mondi PLC 4.2
Air Products and Chemicals, Inc. 4.2
CRH PLC 4.0
BHP Group PLC 4.0
Sociedad Quimica y Minera de Chile S.A. 4.0
VanEck Vectors Rare Earth/Strategic Metals ETF 3.9
Steel Dynamics, Inc. 3.9
Celanese Corporation 3.8
SSAB AB 3.6
Anglo American PLC 3.6
Iluka Resources Limited 3.6
Lundin Mining Corporation 3.6
Eastman Chemical Company 3.5
HeidelbergCement AG 3.5
LyondellBasell Industries NV 3.5
Dow Inc. 3.4
Glencore PLC 2.9
Cash and other assets and liabilities 0.8
Market value of equity options 0.0
Foreign currency forwards (5.0)

  

Date Symbol NAV $ NAV $ Change MKT $ MKT $ Change Distribution Total $

(Since Inception)

2020-04-03HRES9.26-0.149.860.001.722

Fund Quick Facts

March 31, 2020


TSX Code HRES
Cusip 41754Q104
Net AUM $2.4 million
Currency Hedged to CAD
Management Fee 0.75%
Total Holdings 29
Income Distribution Quarterly
Distribution $0.20
Distribution Method Cash
Eligible RRSP/RRIF/RESP/TFSA
Risk Rating High

Portfolio Analysis*


Average Market Capitalization (CAD) $31B
Number of Equity Securities 26
Average Dividend Yield 3.43%
Current Yield 8.11%

Investor Documents

Why Invest  Eng | Fr


Products Booklet  Eng | Fr


Quarterly Summary  Eng


Prospectus  Eng | Fr


ETF Facts  Eng Fr


Covered Call Strategies  Eng | Fr

Fund Overview

The Fund invests in an equally weighted portfolio of Equity Securities of not less than 20 Global Resource Leaders and not more than 30 Global Resource Leaders, chosen from the Global Resource Leaders Investable Universe that, immediately following each quarterly reconstitution, have a market capitalization that is at least US$2 billion as determined at the time of investment.

The Manager selects the Equity Securities for the portfolio and at a minimum will review and reconstitute the portfolio quarterly (within 30 days following the last business day of January, April, July and October). If, in the opinion of the Manager, there are not 20 Global Resource Leaders that meet the investment criteria of the Harvest ETF, the Manager may invest in fewer than 20 Global Resource Leaders.

Each month, covered call options will be written by the Manager on not more than 33% of the Equity Securities of Harvest Global Resource Leaders ETF.

The Fund distribution target is $0.20 per unit quarterly ($0.80 per annum).

Investor Suitability
Investors seeking a regular income through investment in the worlds leading resource companies.

Investors seeking to hold their investment for medium to long term.
Portfolio Management
Paul MacDonald

Harvest Portfolios Group Inc.

PAUL MACDONALD, CFA
Chief Investment Officer

Portfolio Manager JAMES LEARMONTH, CFA
Senior Portfolio Manager
MIKE DRAGOSITS, CFA
Portfolio Manager

Top Ten Portfolio Holdings


Security %
Uranium Participation Corporation 4.8
Antofagasta PLC 4.7
Rio Tinto PLC 4.7
Silka AG 4.6
Linde PLC 4.6
Shin-Etsu Chemical Co., Ltd. 4.6
UPM-Kymmene Oyj 4.4
Croda International PLC 4.4
Boliden AB 4.3
Mondi PLC 4.2

Cumulative Market Price

(Quarterly Distribution: $0.2000)




For illustrative purposes only. The chart above only shows the market value per unit of Harvest Global Resource Leaders ETF ("HRES") using the daily market close on the TSX and identifies the monthly cash distributions paid by HRES on a cumulative basis. The cash distributions are not compounded or treated as reinvested, and the chart does not take into account sales, redemption, distribution or optional charges or income taxes payable by any unitholder. The chart is not a performance chart and is not indicative of future market values of HRES or returns on investment in HRES, which will vary.

Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.) The ETFs are not guaranteed, their values change frequently and past performance may not be repeated. Please read the relevant prospectus before investing. Tax, investment and all other decisions should be made with guidance from a qualified professional.

Cumulative Growth $10,000 Invested

(NAV pricing)


Disclaimer

Harvest Global Resource Leaders ETF

Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.).  Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any security holder that would have reduced returns. The Fund is not guaranteed, its values changes frequently and past performance may not be repeated. Distributions are paid to you in cash. If the Fund earns less than the amount distributed, the difference is a return of capital. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax investment and all other decisions should be made with guidance from a qualified professional.

*Source: Bloomberg. Average statistics calculated based on portfolio weighted average. Dividend yield based on Bloomberg indicated 12 month yield of portfolios positions and does not represent the distribution yield paid to investors. P/E calculated based on Bloomberg consensus 12 month forward earnings estimates. Return on Equity (ROE) based on 5 year trailing average ROE. The above information is for illustrative purposes only, is estimated and unaudited on the indicative initial portfolio.

**Filed on SEDAR April 01, 2020 per NI 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds.