Harvest US Bank Leaders Income ETF

Historical Distributions

2019

Record DateDistributions
2019-10-310.083
2019-09-300.083
2019-08-300.083
2019-07-310.083
2019-06-280.083
2019-05-310.083
2019-04-300.083
2019-03-290.083
2019-02-280.083
2019-01-310.083

2018

Record DateDistributions
2018-12-310.083
2018-11-300.083
2018-10-310.083
2018-09-280.083
2018-08-310.083
2018-07-310.083
2018-06-290.083
2018-05-310.083
2018-04-300.083
2018-03-290.083
2018-02-280.083

October 31, 2019

Security %
Bank of America Corporation 7.0
BB&T Corporation 6.9
Morgan Stanley 6.9
JPMorgan Chase & Co. 6.9
SunTrust Banks, Inc. 6.9
Wells Fargo & Company 6.8
The PNC Financial Services Group, Inc. 6.8
Fifth Third Bancorp 6.8
Regions Financial Corporation 6.8
Citigroup Inc. 6.7
KeyCorp 6.6
U.S. Bancorp 6.5
The Goldman Sachs Group, Inc. 6.4
The Allstate Corporation 6.2
Huntington Bancshares Incorporated 5.1
Foreign currency forwards 0.6
Cash and other assets and liabilities 0.6
Market value of equity options (0.3)

    

Date Symbol NAV $ NAV $ Change MKT $ MKT $ Change Distribution Total $

(Since Inception)

2019-11-20HUBL16.60-0.0916.57-0.101.748
2019-11-20HUBL.U16.67-0.1016.790.001.748

Fund Quick Facts

October 31, 2019


TSX Code HUBL  |  HUBL.U
Cusip (HUBL) 41755H103
Cusip (HUBL.U) 41755H202
Net AUM $6.7 million
Currency (HUBL) Hedged to CAD
Currency (HUBL.U) Unhedged
Management Fee 0.75%
Total Holdings 18
Income Distribution Monthly
Distribution $0.0833
Distribution Method Cash
Eligible RRSP/RRIF/RESP/TFSA
Risk Rating High

Portfolio Analysis*


Average Market Capitalization (CAD) $139B
Number of Equity Securities 15
Average Dividend Yield 2.69%
Average P/E 11.2x
Current Yield (Class A)

6.26%

Investor Documents

Why Invest  Eng | Fr


Products Booklet  Eng | Fr


Quarterly Summary  Eng


Prospectus  Eng | Fr


ETF Facts HUBL  Eng | Fr


ETF Facts HUBL.U  Eng | Fr

Fund Overview

The Fund invests in an equally weighted portfolio of Equity Securities of not less than 15 US Bank Leaders and not more than 20 US Bank Leaders, chosen from the US Bank Leaders Investable Universe that, immediately following each quarterly reconstitution, (i) have a market capitalization that is at least US$10 billion as determined at the time of investment; (ii) are listed on a US stock exchange; and (iii) pay a dividend. The Harvest US Bank Leaders Income ETF will invest in not less than 75% of its portfolio in issuers that are included in the “Banks” sub-sector of the Global Industry Classification Standards.

The Manager selects the Equity Securities for the portfolio and at a minimum will review and reconstitute the portfolio quarterly (within 30 days following the last business day of January, April, July and October). If, in the opinion of the Manager, there are not 15 US Bank Leaders that meet the investment criteria of the Harvest ETF, the Manager may invest in fewer than 15 US Bank Leaders.

Each month, covered call options will be written by the Manager on not more than 33% of the Equity Securities of Harvest US Bank Leaders Income ETF.

The Fund distribution target is $0.0833 per unit month ($1.00 per annum).

Investor Suitability
Investors seeking a regular income through investment in dominant banks and financial issuers in the United States.

Investors seeking to hold their investment for medium to long term.
Portfolio Management
Paul MacDonald Harvest Portfolios Group Inc. PAUL MACDONALD, CFA Chief Investment Officer
Portfolio Manager JAMES LEARMONTH, CFA Senior Portfolio Manager
MIKE DRAGOSITS, CFA Portfolio Manager

Top Ten Portfolio Holdings


Bank of America Corporation 7.0
BB&T Corporation 6.9
Morgan Stanley 6.9
JPMorgan Chase & Co. 6.9
SunTrust Banks, Inc. 6.9
Wells Fargo & Company 6.8
The PNC Financial Services Group, Inc. 6.8
Fifth Third Bancorp 6.8
Regions Financial Corporation 6.8
Citigroup Inc. 6.8

Cumulative Growth $10,000 Invested

 (NAV pricing)


Disclaimer

Harvest US Bank Leaders Income ETF

Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.). Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The Fund is not guaranteed, its values changes frequently and past performance may not be repeated. Distributions are paid to you in cash. If the Fund earns less than the amount distributed, the difference is a return of capital. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax investment and all other decisions should be made with guidance from a qualified professional.

*Source: Bloomberg. Average statistics calculated based on portfolio weighted average. Dividend yield based on Bloomberg indicated 12 month yield of portfolios positions and does not represent the distribution yield paid to investors. P/E calculated based on Bloomberg consensus 12 month forward earnings estimates. Return on Equity (ROE) based on 3 year average dividend growth. The above information is for illustrative purposes only, is estimated and unaudited on the indicative initial portfolio.