Distributions
| Last Distribution Per Unit: | $0.0833 |
| Last Ex-dividend Date: | 2021/07/29 |
| Last Record Date: | 2021/07/30 |
| Distribution Frequency: | Monthly |
| Distributions Since Inception (Class A)*: | CA$3.4986 |
| Distributions Since Inception (Class U)*: | US$3.4986 |
| Ex-dividend Date | Record Date | Class A (CAD) | Class U (USD) | Distribution Frequency |
|---|---|---|---|---|
| 2021/07/29 | 2021/07/30 | $0.0833 | $0.0833 | Monthly |
| 2021/06/29 | 2021/06/30 | $0.0833 | $0.0833 | Monthly |
| 2021/05/28 | 2021/05/31 | $0.0833 | $0.0833 | Monthly |
| 2021/04/29 | 2021/04/30 | $0.0833 | $0.0833 | Monthly |
| 2021/03/30 | 2021/03/31 | $0.0833 | $0.0833 | Monthly |
| 2021/02/25 | 2021/02/26 | $0.0833 | $0.0833 | Monthly |
| 2021/01/28 | 2021/01/29 | $0.0833 | $0.0833 | Monthly |
| Ex-dividend Date | Record Date | Class A (CAD) | Class U (USD) | Distribution Frequency |
|---|---|---|---|---|
| 2020/12/30 | 2020/12/31 | $0.0833 | $0.0833 | Monthly |
| 2020/11/27 | 2020/11/30 | $0.0833 | $0.0833 | Monthly |
| 2020/10/29 | 2020/10/30 | $0.0833 | $0.0833 | Monthly |
| 2020/09/29 | 2020/09/30 | $0.0833 | $0.0833 | Monthly |
| 2020/08/28 | 2020/08/31 | $0.0833 | $0.0833 | Monthly |
| 2020/07/30 | 2020/07/31 | $0.0833 | $0.0833 | Monthly |
| 2020/06/29 | 2020/06/30 | $0.0833 | $0.0833 | Monthly |
| 2020/05/28 | 2020/05/29 | $0.0833 | $0.0833 | Monthly |
| 2020/04/29 | 2020/04/30 | $0.0833 | $0.0833 | Monthly |
| 2020/03/30 | 2020/03/31 | $0.0833 | $0.0833 | Monthly |
| 2020/02/27 | 2020/02/28 | $0.0833 | $0.0833 | Monthly |
| 2020/01/30 | 2020/01/31 | $0.0833 | $0.0833 | Monthly |
| Ex-dividend Date | Record Date | Class A (CAD) | Class U (USD) | Distribution Frequency |
|---|---|---|---|---|
| 2019/12/30 | 2019/12/31 | $0.0833 | $0.0833 | Monthly |
| 2019/11/28 | 2019/11/29 | $0.0833 | $0.0833 | Monthly |
| 2019/10/30 | 2019/10/31 | $0.0833 | $0.0833 | Monthly |
| 2019/09/27 | 2019/09/30 | $0.0833 | $0.0833 | Monthly |
| 2019/08/29 | 2019/08/30 | $0.0833 | $0.0833 | Monthly |
| 2019/07/30 | 2019/07/31 | $0.0833 | $0.0833 | Monthly |
| 2019/06/27 | 2019/06/28 | $0.0833 | $0.0833 | Monthly |
| 2019/05/30 | 2019/05/31 | $0.0833 | $0.0833 | Monthly |
| 2019/04/29 | 2019/04/30 | $0.0833 | $0.0833 | Monthly |
| 2019/03/28 | 2019/03/29 | $0.0833 | $0.0833 | Monthly |
| 2019/02/27 | 2019/02/28 | $0.0833 | $0.0833 | Monthly |
| 2019/01/30 | 2019/01/31 | $0.0833 | $0.0833 | Monthly |
| Ex-dividend Date | Record Date | Class A (CAD) | Class U (USD) | Distribution Frequency |
|---|---|---|---|---|
| 2018/12/28 | 2018/12/31 | $0.0833 | $0.0833 | Monthly |
| 2018/11/29 | 2018/11/30 | $0.0833 | $0.0833 | Monthly |
| 2018/10/30 | 2018/10/31 | $0.0833 | $0.0833 | Monthly |
| 2018/09/27 | 2018/09/28 | $0.0833 | $0.0833 | Monthly |
| 2018/08/30 | 2018/08/31 | $0.0833 | $0.0833 | Monthly |
| 2018/07/30 | 2018/07/31 | $0.0833 | $0.0833 | Monthly |
| 2018/06/28 | 2018/06/29 | $0.0833 | $0.0833 | Monthly |
| 2018/05/30 | 2018/05/31 | $0.0833 | $0.0833 | Monthly |
| 2018/04/27 | 2018/04/30 | $0.0833 | $0.0833 | Monthly |
| 2018/03/28 | 2018/03/29 | $0.0833 | $0.0833 | Monthly |
| 2018/02/27 | 2018/02/28 | $0.0833 | $0.0833 | Monthly |
* Since Inception Date: Class A is 2018/02/05; Class U is 2018/02/05.
2021
March 31, 2021 Quarterly Portfolio Disclosure
2020
December 31, 2020 Annual Financial Statements | English
December 31, 2020 Annual Management Report of Fund Performance | English
December 31, 2020 Annual Financial Statements | French
December 31, 2020 Annual Management Report of Fund Performance | French
September 30, 2020 Quarterly Portfolio Disclosure
June 30, 2020 Harvest ETFs MERs
June 30, 2020 Interim Financial Statements | English
June 30, 2020 Interim Management Report of Fund Performance | English
June 30, 2020 Interim Financial Statements | French
June 30, 2020 Interim Management Report of Fund Performance | French
March 31, 2020 Quarterly Portfolio Disclosure
January 01, 2020 Harvest ETFs MERs
2019
December 31, 2019 Annual Financial Statements | English**
December 31, 2019 Annual Management Report of Fund Performance | English**
December 31, 2019 Annual Financial Statements | French**
December 31, 2019 Annual Management Report of Fund Performance | French**
September 30, 2019 Quarterly Portfolio Disclosure
June 30, 2019 Interim Financial Statements | English
June 30, 2019 Interim Management Report of Fund Performance | English
June 30, 2019 Interim Financial Statements | French
June 30, 2019 Interim Management Report of Fund Performance | French
June 30, 2019 Quarterly Portfolio Disclosure
March 31, 2019 Quarterly Portfolio Disclosure
2018
December 31, 2018 Annual Financial Statements | English
December 31, 2018 Annual Management Report of Fund Performance | English
December 31, 2018 Annual Financial Statements | French
December 31, 2018 Annual Management Report of Fund Performance | French
December 31, 2018 Quarterly Portfolio Disclosure
September 30, 2018 Quarterly Portfolio Disclosure
June 30, 2018 Interim Financial Statements | English
June 30, 2018 Interim Management Report of Fund Performance | English
June 30, 2018 Interim Financial Statements | French
June 30, 2018 Interim Management Report of Fund Performance | French
March 31, 2018 Quarterly Portfolio Disclosure
July 1, 2019 to June 30, 2020
| Date | Symbol | NAV $ | NAV $ Change | MKT $ | MKT $ Change | Distribution Total $ (Since Inception) |
|---|---|---|---|---|---|---|
| 2021-07-30 | HUBL | 16.30 | -0.18 | 16.26 | -0.29 | 3.498 |
| 2021-07-30 | HUBL.U | 17.24 | -0.19 | 17.37 | 0.00 | 3.498 |
Why Invest In This Fund?
Harvest US Bank Leaders Income ETF is a core US financials portfolio focused on the dominant bank and financial companies in the US. The ETF is designed to provide a consistent monthly income with an opportunity for growth. In order to generate an enhanced monthly distribution yield, an active covered call strategy is engaged.
|
Fund Quick Facts
June 30, 2021
| TSX Code | HUBL | HUBL.U |
| Cusip (HUBL) | 41755H103 |
| Cusip (HUBL.U) | 41755H202 |
| Net AUM | $32.3 million |
| Currency (HUBL) | Hedged to CAD |
| Currency (HUBL.U) | US Dollar |
| Management Fee | 0.75% |
| Number of Equity Securities | 16 |
| Income Distribution | Monthly |
| Distribution | $0.0833 |
| Current Yield | 5.96% |
| Distribution Method | Cash |
| Eligible | RRSP | RRIF | RESP | TFSA |
| Risk Rating | High |
Portfolio Analysis*
| Average Market Capitalization (CAD) | $150B |
| Average Dividend Yield | 2.49% |
| Average P/E | 12.3x |
Portfolio Management
 |
PAUL MACDONALD, CFAChief Investment Officer |
 |
JAMES LEARMONTH, CFASenior Portfolio Manager |
 |
MIKE DRAGOSITS, CFAPortfolio Manager |
Historical Prices
Portfolio Holdings
| As at June 30, 2021 |
| Name | Ticker | Weight | Sector | Country |
|---|---|---|---|---|
| Morgan Stanley | MS US | 7.0% | Capital Markets | United States |
| The Goldman Sachs Group, Inc. | GS US | 6.9% | Capital Markets | United States |
| First Republic Bank | FRC US | 6.6% | Banks | United States |
| Bank of America Corporation | BAC US | 6.4% | Banks | United States |
| The PNC Financial Services Group, Inc. | PNC US | 6.4% | Banks | United States |
| Wells Fargo & Company | WFC US | 6.4% | Banks | United States |
| JPMorgan Chase & Co. | JPM US | 6.2% | Banks | United States |
| U.S. Bancorp | USB US | 6.2% | Banks | United States |
| Citigroup Inc. | C US | 6.0% | Banks | United States |
| Fifth Third Bancorp | FITB US | 6.0% | Banks | United States |
| Truist Financial Corporation | TFC US | 6.0% | Banks | United States |
| Huntington Bancshares Incorporated | HBAN US | 5.9% | Banks | United States |
| KeyCorp | KEY US | 5.9% | Banks | United States |
| M&T Bank Corporation | MTB US | 5.8% | Banks | United States |
| Regions Financial Corporation | RF US | 5.8% | Banks | United States |
| Citizens Financial Group, Inc. | CFG US | 4.7% | Banks | United States |
| Cash and other assets and liabilities | 3.9% | |||
| Market value of options | (0.6)% | |||
| Foreign currency forwards | (1.4)% |
Sub-Sector Allocation
| As at June 30, 2021 |
Performance (%)
| As at June 30, 2021 |
| Ticker | 1M | 3M | 6M | YTD | 1Y | 2Y | 3Y | SI |
|---|---|---|---|---|---|---|---|---|
| HUBL | (5.64) | 4.11 | 23.07 | 23.07 | 60.87 | 10.98 | 5.46 | 1.56 |
| HUBL.U | (5.68) | 4.38 | 23.60 | 23.60 | 62.57 | 13.66 | 7.36 | 3.04 |
| Ticker | 2020 | 2019 | 2018 |
|---|---|---|---|
| HUBL | (10.69) | 26.76 | (24.33) |
| HUBL.U | (7.06) | 27.97 | (24.63) |
Disclaimer
Harvest US Bank Leaders Income ETF
Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.). Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The Fund is not guaranteed, its values changes frequently and past performance may not be repeated. Distributions are paid to you in cash. If the Fund earns less than the amount distributed, the difference is a return of capital. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax investment and all other decisions should be made with guidance from a qualified professional.
*Source: Bloomberg. Average statistics calculated based on portfolio weighted average. Dividend yield (gross) based on Bloomberg indicated 12 month yield of portfolios positions and does not represent the distribution yield paid to investors. P/E calculated based on Bloomberg consensus 12 month forward earnings estimates. Return on Equity (ROE) based on 3 year average dividend growth. The above information is for illustrative purposes only, is estimated and unaudited on the indicative initial portfolio.
**Filed on SEDAR April 01, 2020 per NI 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds.
† The first year of Calendar Year Performance presents the rate of return from commencement of operations to December 31 of that year.
‡ For illustrative purposes only. The chart above only shows the market value per unit of Harvest US Bank Leaders Income ETF ("HUBL") using the daily market close on the TSX and identifies the monthly cash distributions paid by HUBL on a cumulative basis. The cash distributions are not compounded or treated as reinvested, and the chart does not take into account sales, redemption, distribution or optional charges or income taxes payable by any unitholder. The chart is not a performance chart and is not indicative of future market values of HUBL or returns on investment in HUBL, which will vary.
Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.) The ETFs are not guaranteed, their values change frequently and past performance may not be repeated. Please read the relevant prospectus before investing. Tax, investment and all other decisions should be made with guidance from a qualified professional.
