Harvest US Equity Plus Income ETF

Historical Distributions

2019

Record DateDistributions
2019-09-300.100
2019-06-280.100
2019-03-290.100

2018

Record DateDistributions
2018-12-310.100
2018-09-280.100
2018-06-290.100
2018-03-290.100

2017

Record DateDistributions
2017-12-290.100
2017-09-290.100
2017-06-300.100
2017-03-310.100

2016

Record DateDistributions
2016-12-300.100
2016-09-300.100
2016-06-300.100
2016-03-310.100

2015

Record DateDistributions
2015-12-310.100
2015-09-300.100
2015-06-300.100

October 31, 2019

Security %
Apple Inc. 4.6
Valero Energy Corporation 4.5
Illinois Tool Works Inc. 4.3
Applied Materials, Inc. 4.3
JPMorgan Chase & Co. 4.2
Merck & Co., Inc. 4.1
Hilton Worldwide Holdings Inc. 4.0
The Allstate Corporation 4.0
Bank of America Corporation 4.0
HCA Healthcare, Inc. 4.0
Walgreens Boots Alliance, Inc. 3.9
Broadcom Inc. 3.9
The Bank of New York Mellon Corporation 3.9
Humana Inc. 3.9
Corning Incorporated 3.9
Best Buy Co., Inc. 3.9
The Goldman Sachs Group, Inc. 3.8
Union Pacific Corporation 3.7
Textron Inc. 3.7
ConocoPhillips 3.6
Texas Instruments Incorporated 3.6
Baxter International Inc. 3.5
Starbucks Corporation 3.5
YUM! Brands, Inc. 3.4
Cisco Systems, Inc. 3.4
Cash and other assets and liabilities 1.8
Foreign currency forwards 0.9

     

Date Symbol NAV $ NAV $ Change MKT $ MKT $ Change Distribution Total $

(Since Inception)

2019-11-20HUL9.04-0.069.090.001.800
2019-11-20HUL.U9.45-0.069.450.001.800

Fund Quick Facts

October 31, 2019


TSX Code HUL  |  HUL.U
Cusip (HUL) 41756A107
Cusip (HUL.U) 41756A206
Net AUM $8.7 million
Currency (HUL) Hedged to CAD
Currency (HUL.U) Unhedged
Management Fee 0.75%
Total Holdings 27
Income Distribution Quarterly
Recent Distribution $0.10
Distribution Method Cash or DRIP
Eligible RRSP/RRIF/RESP/TFSA
Risk Rating Medium

Portfolio Analysis*


Average Market Capitalization (CAD) $184B
Number of Equity Securities 25
Average Dividend Yield 1.87%
Average P/E 16.7x
5 Year Average Return on Equity 20.51%
Current Yield (Class A) 4.50%

Investor Documents

Why Invest  Eng | Fr


Products Booklet  Eng | Fr


Quarterly Summary  Eng


Prospectus  Eng | Fr


ETF Facts HUL  Eng | Fr


ETF Facts HUL.U  Eng | Fr

Fund Overview

The Fund invests in an equally-weighted Portfolio of Equity Securities of 25 Issuers selected from the top 100 issuers with the largest dollar amount of shares repurchased over the prior four quarters for which information is publicly available relative to the issuer’s current market capitalization that meet the following criteria: (i) are included in the S&P 500 Index; (ii) have a market capitalization of at least US$10 billion as determined at the time of investment; (iii) are incorporated in the U.S.; (iv) pay a dividend; and (v) have bought back their shares within the prior four quarters as determined at the time of investment.

The Fund’s investment objectives are to provide Unitholders with: (i) the opportunity for capital appreciation; and (ii) quarterly cash distributions.

The Fund’s distribution target is $0.10 per Class A unit quarterly ($0.40 per annum) or US$0.10 per Class U Unit quarterly (US$0.40 per annum).

Investor Suitability
Investors seeking a regular quarterly income through a diversified investment in US securities.

Investors seeking to hold their investment for medium to long term.
Portfolio Management
Paul MacDonald

Harvest Portfolios Group Inc.

PAUL MACDONALD, CFA
Chief Investment Officer

Portfolio Manager JAMES LEARMONTH, CFA
Senior Portfolio Manager
MIKE DRAGOSITS, CFA
Portfolio Manager

Top Ten Portfolio Holdings


Apple Inc. 4.6
Valero Energy Corporation 4.5
Illinois Tool Works Inc. 4.3
Applied Materials, Inc. 4.3
JPMorgan Chase & Co. 4.2
Merck & Co., Inc. 4.1
Hilton Worldwide Holdings Inc. 4.0
The Allstate Corporation 4.0
Bank of America Corporation 4.0
HCA Healthcare, Inc. 4.0

Cumulative Growth $10,000 Invested

(NAV pricing)


Disclaimer

Harvest US Equity Plus Income ETF 

The Fund was originally named US Buyback Leaders Fund and commenced operations as a TSX listed closed-end fund on March 25, 2015 and converted into an exchange-traded fund on October 24, 2016. On June 22, 2017, US Buyback Leaders ETF changed its name to US Equity Plus Income ETF. Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.). Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any security holder that would have reduced returns. The Fund is not guaranteed, its value changes frequently and past performance may not be repeated.  Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into Class A or Class U units of the Fund.  If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax investment and all other decisions should be made with guidance from a qualified professional.

*Source: Bloomberg.  Average statistics calculated based on portfolio weighted average. Dividend yield based on Bloomberg indicated 12 month yield of portfolios positions and does not represent the distribution yield paid to investors. P/E calculated based on Bloomberg consensus 12 month forward earnings estimates. Return on Equity (ROE) based on 5 year trailing average ROE.