Harvest Tech Achievers Growth & Income ETF

Historical Distributions

2019

Record DateDistributions
2019-10-310.058
2019-09-300.058
2019-08-300.058
2019-07-310.058
2019-06-280.058
2019-05-310.058
2019-04-300.058
2019-03-290.058
2019-02-280.058
2019-01-310.058

2018

Record DateDistributions
2018-12-310.058
2018-11-300.058
2018-10-310.058
2018-09-280.058
2018-08-310.058
2018-07-310.058
2018-06-290.058
2018-05-310.058
2018-04-300.058
2018-03-290.058
2018-02-280.058
2018-01-310.058

2017

Record DateDistributions
2017-12-290.058
2017-11-300.058
2017-10-310.058
2017-09-290.058
2017-08-310.058
2017-07-310.058
2017-06-300.058
2017-05-310.058
2017-04-280.058
2017-03-310.058
2017-02-280.058
2017-01-310.058

2016

Record DateDistributions
2016-12-300.058
2016-11-300.058
2016-10-310.058
2016-09-300.058
2016-08-310.058
2016-07-290.058
2016-06-300.058
2016-05-310.058
2016-04-290.058
2016-03-310.058
2016-02-290.058
2016-01-290.058

2015

Record DateDistributions
2015-12-310.058
2015-11-300.058
2015-10-300.058
2015-09-300.058
2015-08-310.058
2015-07-310.058
2015-06-300.058

October 31, 2019

Security %
Advanced Micro Devices, Inc. 5.2
Facebook, Inc. 5.0
Apple Inc. 5.0
Alphabet Inc. 5.0
Broadcom Inc. 5.0
Automatic Data Processing, Inc. 5.0
Adobe Inc. 5.0
Intel Corporation 5.0
Visa Inc. 5.0
Accenture PLC 5.0
Fortinet, Inc. 5.0
salesforce.com, inc. 5.0
Cisco Systems, Inc. 5.0
Microsoft Corporation 4.9
International Business Machines Corporation 4.9
Intuit Inc. 4.9
NVIDIA Corporation 4.9
Oracle Corporation 4.9
Texas Instruments Incorporated 4.9
Applied Materials, Inc. 4.8
Foreign currency forwards 0.8
Cash and other assets and liabilities 0.6
Market value of equity options (0.7)

     

Date Symbol NAV $ NAV $ Change MKT $ MKT $ Change Distribution Total $

(Since Inception)

2019-11-20HTA11.05-0.0711.02-0.103.090
2019-11-20HTA.U11.07-0.0711.00-0.041.632

Fund Quick Facts

October 31, 2019


TSX Code HTA  |  HTA.U
Cusip (HTA) 41755D102
Cusip (HTA.U) 41755D201
Net AUM $72.3 million
Currency (HTA) Hedged to CAD
Currency (HTA.U) Unhedged
Management Fee 0.85%
Total Holdings 23
Income Distribution Monthly
Recent Distribution $0.0583
Distribution Method Cash or DRIP
Eligible RRSP/RRIF/RESP/TFSA
Risk Rating Medium

Portfolio Analysis*


Average Market Capitalization (CAD) $378B
Number of Equity Securities 20
Average Dividend Yield 1.20%
Average P/E 26.6x
5 Year Average Return on Equity 29.49%
Current Yield (Class A) 6.64%

Investor Documents

Why Invest  Eng | Fr


Products Booklet  Eng | Fr


Quarterly Summary  Eng


Prospectus  Eng | Fr


ETF Facts HTA  Eng | Fr


ETF Facts HTA.U  Eng | Fr


Investor Brochure  Eng

Fund Overview

The Fund’s investment objectives are to provide Unitholders with (i) the opportunity for capital appreciation; (ii) monthly cash distributions; and (iii) lower overall volatility of Portfolio returns than would otherwise be experienced by owning Equity Securities of Technology Achievers directly.

The Fund will invest in an equally-weighted Portfolio of Equity Securities of 20 Technology Issuers, which are issuers listed on a North American stock exchange that are included in the information technology, health care equipment, health care technology, wireless telecommunication services or electrical components and equipment sub-sectors of the Global Industry Classification Standards and whose underlying business includes, but is not limited to, the provision of technology related goods and services and that at the time of investment (i) have a market capitalization of at least US$10 billion, and (ii) have options in respect of their Equity Securities listed on a recognized options exchange.

The indicative distribution amount will be $0.0583 per Unit per month ($0.70 per annum), representing an annual cash distribution of 7% based on the per Unit issue price.

Investor Suitability
Investors seeking a regular income through investment in leading technology companies.

Investors seeking to hold their investment for medium to long term.
Portfolio Management
Paul MacDonald

Harvest Portfolios Group Inc.

PAUL MACDONALD, CFA
Chief Investment Officer

Portfolio Manager JAMES LEARMONTH, CFA
Senior Portfolio Manager
MIKE DRAGOSITS, CFA
Portfolio Manager

Top Ten Portfolio Holdings


Security %
Advanced Micro Devices, Inc. 5.2
Facebook, Inc. 5.0
Apple Inc. 5.0
Alphabet Inc. 5.0
Broadcom Inc. 5.0
Automatic Data Processing, Inc. 5.0
Adobe Inc. 5.0
Intel Corporation 5.0
Visa Inc. 5.0
Accenture PLC 5.0

Cumulative Growth $10,000 Invested

(NAV pricing)


Disclaimer

Harvest Tech Achievers Growth & Income ETF

The Fund originally commenced operations as a TSX listed closed-end fund on May 26, 2015 and converted into an exchange-traded fund on June 22, 2017. Commissions, management fees and expenses all may be associated with investing in Harvest Exchange Traded Funds (managed by Harvest Portfolios Group Inc.). Please read the relevant prospectus before investing. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account income taxes payable by any securityholder that would have reduced returns. The funds are not guaranteed, their values change frequently and past performance may not be repeated. Distributions are paid to you in cash unless you request, pursuant to your participation in a distribution reinvestment plan, that they be reinvested into the Class A or Class U units of the Fund. If the Fund earns less than the amounts distributed, the difference is a return of capital. Tax, investment and all other decisions should be made with guidance from a qualified professional.

*Source: Bloomberg.  Average statistics calculated based on portfolio weighted average. Dividend yield based on Bloomberg indicated 12 month yield of portfolios positions and does not represent the distribution yield paid to investors. P/E calculated based on Bloomberg consensus 12 month forward earnings estimates. Return on Equity (ROE) based on 5 year trailing average ROE.  The above information is for illustrative purposes only, is estimated and unaudited.