Exchange Traded Funds
| EQUITY INCOME ETFs (as at 2024/10/11) |
| Ticker | ETF | Class | NAV | MKT (Close) | Recent Distribution | Current Yield**** | AUM** | Risk Rating | Management Fee | Product Sheet |
|---|---|---|---|---|---|---|---|---|---|---|
 | Harvest Healthcare Leaders Income ETF | A | $8.72 | $8.73 | $0.0600 / MTH | 8.25% | $1591.74M | Medium | 0.85% |  |
 | Harvest Healthcare Leaders Income ETF | B | $9.79 | $9.78 | $0.0600/ MTH | 7.36% | $1591.74M | Medium | 0.85% | |
 | Harvest Healthcare Leaders Income ETF | U* | $9.29 | $9.30 | $0.0600 / MTH | 7.74% | $1591.74M | Medium | 0.85% | |
 | Harvest Brand Leaders Plus Income ETF | A | $10.13 | $10.14 | $0.0650 / MTH | 7.69% | $515.70M | Medium | 0.75% | |
 | Harvest Brand Leaders Plus Income ETF | B | $11.48 | $11.49 | $0.0650 / MTH | 6.79% | $515.70M | Medium | 0.75% | |
 | Harvest Brand Leaders Plus Income ETF | U* | $11.53 | $11.54 | $0.0650 / MTH | 6.76% | $515.70M | Medium | 0.75% | |
 | Harvest Tech Achievers Growth & Income ETF | A | $19.18 | $19.19 | $0.1300 / MTH | 8.13% | $692.71M | Medium to High | 0.85% | |
 | Harvest Tech Achievers Growth & Income ETF | B | $20.18 | $20.18 | $0.1300 / MTH | 7.73% | $692.71M | Medium to High | 0.85% | |
 | Harvest Tech Achievers Growth & Income ETF | U* | $20.78 | $20.78 | $0.1300 / MTH | 7.51% | $692.71M | Medium to High | 0.85% | |
 | Harvest Equal Weight Global Utilities Income ETF | Unit | $17.63 | $17.73 | $0.1216 / MTH | 8.23% | $241.46M | Medium | 0.50% | |
 | Harvest Global REIT Leaders Income ETF | Unit | $6.40 | $6.41 | $0.0458 / MTH | 8.57% | $50.22M | Medium | 0.85% | |
 | Harvest Energy Leaders Plus Income ETF | A | $3.39 | $3.40 | $0.0250 / MTH | 8.82% | $47.14M | High | 0.85% | |
 | Harvest Energy Leaders Plus Income ETF | U* | $4.16 | $4.16 | $0.0250 / MTH | 7.21% | $47.14M | High | 0.85% | |
 | Harvest US Bank Leaders Income ETF | A | $13.16 | $13.18 | $0.0900 / MTH | 8.19% | $128.30M | High | 0.75% | |
 | Harvest US Bank Leaders Income ETF | U* | $14.75 | $14.77 | $0.0900 / MTH | 7.31% | $128.30M | High | 0.75% | |
 | Harvest Canadian Equity Income Leaders ETF | Unit | $9.60 | $9.60 | $0.0583 / MTH | 7.29% | $113.05M | Medium | 0.65% | |
 | Harvest Diversified Equity Income ETF | Unit | $16.85 | $16.84 | $0.1100 / MTH | 7.84% | $14.32M | Medium | 0.00%*** | |
 | Harvest Travel & Leisure Income ETF | Unit | $20.73 | $20.72 | $0.1600 / MTH | 9.27% | $65.30M | High | 0.75% | |
 | Harvest Industrial Leaders Income ETF | Unit | $12.55 | $12.56 | $0.0700 / MTH | _***** | $32.64M | Medium | 0.75% | |
* Per unit amounts for Class U are denominated in U.S. dollars. ** Represents aggregate AUM of all classes denominated in Canadian dollars. *** Subject to fees of the underlying ETF or ETFs. **** The current yield represents an annualized amount that is comprised of 12 unchanged monthly distributions (using the most recent month’s distribution figure multiplied by 12) as a percentage of the closing market price of the Fund. The current yield does not represent historical returns of the ETF but represents the distribution an investor would receive if the targeted distribution stayed the same going forward. ***** Current Yield information cannot be presented until the ETF has reached its first anniversary of listing per investment fund securities regulations.
| FIXED INCOME ETFs (as at 2024/10/11) |
| Ticker | ETF | Class | Currency | NAV | MKT (Close) | Recent Distribution | Current Yield**** | AUM** | Risk Rating | Management Fee | Product Sheet |
|---|---|---|---|---|---|---|---|---|---|---|---|
 | Harvest Premium Yield Treasury ETF | A | CAD Hedged | $10.71 | $10.72 | $0.1500 / MTH | 16.79% | $545.74M | Low to Medium | 0.45% | |
 | Harvest Premium Yield Treasury ETF | B | CAD Unhedged | $10.86 | $10.87 | $0.1500 / MTH | _*** | $545.74M | Low to Medium | 0.45% | |
 | Harvest Premium Yield Treasury ETF | U* | USD Unhedged | $10.96 | $10.97 | $0.1500 / MTH | _*** | $545.74M | Low to Medium | 0.45% | |
 | Harvest Premium Yield 7-10 Year Treasury ETF | A | CAD Hedged | $11.41 | $11.41 | $0.0800 / MTH | _*** | $138.25M | Low to Medium | 0.45% | |
 | Harvest Premium Yield 7-10 Year Treasury ETF | U* | USD Unhedged | $11.49 | $11.49 | $0.0800 / MTH | _*** | $138.25M | Low to Medium | 0.45% | |
 | Harvest Canadian T-Bill ETF | Unit | CAD Unhedged | $50.06 | $50.07 | $0.1729 / MTH | _*** | $36.29M | Low | 0.10% | |
** Represents aggregate AUM of all classes denominated in Canadian dollars.
| BALANCED INCOME ETFs (as at 2024/10/11) |
| Ticker | ETF | Class | NAV | MKT (Close) | Recent Distribution | AUM** | Risk Rating | Management Fee | Product Sheet |
|---|---|---|---|---|---|---|---|---|---|
 | Harvest Balanced Income Growth ETF | Unit | $25.01 | $25.00 | $0.1600 / MTH | $2.50M | Low to Medium | 0.00%*** | |
** Represents aggregate AUM of all classes denominated in Canadian dollars. *** Subject to fees of the underlying ETF or ETFs.
| ENHANCED INCOME ETFs (as at 2024/10/11) |
| Ticker | ETF | Class | NAV | MKT (Close) | Recent Distribution | Current Yield* | AUM** | Risk Rating | Management Fee | Product Sheet |
|---|---|---|---|---|---|---|---|---|---|---|
 | Harvest Healthcare Leaders Enhanced Income ETF | Unit | $11.11 | $11.10 | $0.0934 / MTH | 10.10% | $41.09M | Medium to High | 0.00%*** | |
 | Harvest Tech Achievers Enhanced Income ETF | Unit | $17.55 | $17.56 | $0.1500 / MTH | 10.25% | $90.84M | High | 0.00%*** | |
 | Harvest Equal Weight Global Utilities Enhanced Income ETF | Unit | $10.56 | $10.58 | $0.0880 / MTH | 9.98% | $25.88M | Medium | 0.00%*** | |
 | Harvest Balanced Income Growth Enhanced ETF | Unit | $25.24 | $25.23 | $0.2000 / MTH | _**** | $4.42M | Medium | 0.00%*** | |
 | Harvest Diversified Monthly Income ETF | Unit | $8.89 | $8.88 | $0.0741 / MTH | 10.01% | $405.53M | Medium | 0.00%*** | |
* The current yield represents an annualized amount that is comprised of 12 unchanged monthly distributions (using the most recent month’s distribution figure multiplied by 12) as a percentage of the closing market price of the Fund. The current yield does not represent historical returns of the ETF but represents the distribution an investor would receive if the targeted distribution stayed the same going forward. ** Represents aggregate AUM of all classes denominated in Canadian dollars. *** Subject to fees of the underlying ETF or ETFs. **** Current Yield information cannot be presented until the ETF has reached its first anniversary of listing per investment fund securities regulations.
| SINGLE STOCK ETFs (as at 2024/10/11) |
| PASSIVE GROWTH ETFs (as at 2024/10/11) |
| Ticker | ETF | Class | NAV | MKT (Close) | Distribution | AUM** | Investment Style | Risk Rating | Management Fee | Product Sheet |
|---|---|---|---|---|---|---|---|---|---|---|
 | Harvest Global Gold Giants Index ETF | Unit | $35.96 | $36.06 | Annually, if any | $17.98M | Index | High | 0.40% | |
 | Blockchain Technologies ETF | Unit | $15.99 | $15.98 | Annually, if any | $21.11M | Index | High | 0.65% | |
 | Harvest Travel & Leisure Index ETF | A | $27.34 | $27.35 | Annually, if any | $73.78M | Index | High | 0.40% | |
 | Harvest Travel & Leisure Index ETF | U* | $25.38 | $25.39 | Annually, if any | $73.78M | Index | High | 0.40% | |
 | Harvest Clean Energy ETF | Unit | $8.68 | $8.67 | Annually, if any | $21.87M | Passive Non-index | High | 0.40% | |
*Per unit amounts for Class U are denominated in U.S. dollars. **Represents aggregate AUM of all classes denominated in Canadian dollars.
As at September 30, 2024
| EQUITY INCOME ETFs |
As at September 30, 2024
| ENHANCED INCOME ETFs |
As at September 30, 2024
| PASSIVE GROWTH ETFs |
As at September 30, 2024
| EQUITY INCOME ETFs |
As at September 30, 2024
| ENHANCED INCOME ETFs |
As at September 30, 2024
| PASSIVE GROWTH ETFs |
For Designated Brokers/Market Markers
Brokers and dealers who have entered into a designated broker agreement with Harvest Portfolios Group Inc. (the Manager), Subject to certain conditions as outlined in the Prospectus, can subscribe for or redeem a prescribed number of units (PNUs) directly with the Manager.
| Market Symbol | Administration Fee Creation | Redemption Fee Creation | PNU Size |
|---|---|---|---|
| For All Classes of Harvest ETFs (except HBLK and HCLN) | 0.00% | 0.00% | 25,000 |
| HBLK | 0.00% | 0.00% | 10,000 |
| HCLN | 0.00% | 0.00% | 10,000 |
